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As a member of the Securities & Investments Professional Liability Group at Marshall Dennehey, Samuel E Cohen represents broker-dealers, registered representatives and registered investment advisors in state and federal court and in Financial Industry Regulatory Authority (FINRA) arbitration proceedings. Sam also represents broker-dealers, registered representatives and registered investment advisors before state and federal regulatory authorities as well as in FINRA investigations, examinations, inquiries and enforcement matters.
Sam graduated from Temple University in 1993 where he received a Bachelor of Business Administration and subsequently his juris doctor in 1996 from Temple University School of Law. At Temple Law School, Sam served as the vice president of his graduating class.
In 2019 Sam was appointed to serve a 3 year term on the Special Olympics PA-Philadelphia Executive Advisory Board.